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Securities Regulation in a Nutshell, by Thomas Hazen
Fee Download Securities Regulation in a Nutshell, by Thomas Hazen
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This title provides an understanding of the basic content and organization of federal and state securities law. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, securities businesses, and investment companies. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments such as the Securities and Exchange Commission’s 1933 Act offering reform, the new Financial Industry Regulatory Authority, credit rating agencies, and changes to the New York Stock Exchange specialist system.
- Sales Rank: #237144 in eBooks
- Published on: 2009-09-16
- Released on: 2009-09-16
- Format: Kindle eBook
Most helpful customer reviews
8 of 8 people found the following review helpful.
Unreliable. Reader beware!
By CAC
As a third-year law school student, I've used my fair share of Nutshell books, and historically they've been great -- this one, however, is a complete letdown. While it does provide a very very very broad overview of securities law, it lacks any sort of substantive discussion of the details within the statutes and caselaw - making it incredibly unhelpful for outlining. Additionally (and infuriatingly), I have found several incorrect citations to the relevant statutes and rules. So, if you are looking for a helpful and accurate discussion of Securities Regulation for law school purposes, do not buy this book - your money will be better served with a Gilbert's or an E&E.
6 of 7 people found the following review helpful.
An excellent framework for securities regulations
By Scott
I was reluctant to purchase this book since there was no comment online. Finally I just purchased it as I detected no alternative, and felt fortunate that I have made a wise determination. This book provides a beginner with an excellent framework for US securities regulations and structure of SEC departments and their functions. I am a junior in a law firm, and, based on this book, I have just found that research in this field has become much much easier. I love the nutshell series.
1 of 1 people found the following review helpful.
The Nutshell Series is Wonderful
By Sue
I'm not a securities lawyer, but I need to know about the securities laws, and this book fits the bill. I had an older version that I used when I started my job in the securities industry, and it puts everything together in a very succinct way.
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